Stark & Stark Compliance Mailing List
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Compliance Emails
Compliance Emails
Securities Group Mailing List
Moved from Compliance Alerts List
All Securities Clients as of 4/28/14
Manually Added Contacts
SEC Registered Clients minus Contacted as of 8/5/14
Galletto Seminar Contacts
Already Confirmed 2015 On-Site Compliance Reviews
Registered Municipal Advisers (NOI)
Clients with Matters Closed in Last Year (August 2014-2015)
Clients with Open Matters (August 2015)
All NJ State Registered Clients - October 15, 2015
Steve Galetto Mailing Group - December 21, 2015 (MAM)
Stark & Stark Securities
MailChimp and Securities List Combined 10/28/16
New Matters Opened from 9/2016 - 8/2017
Already Responded for 2018 Review
Already Responded for 2019 Review
Webinars
Attended 3/2/18 Webinar
Did Not Attend 3/2/18 Webinar
Attended 1/17/19 Webinar
Did Not Attend 1/17/19 Webinar
Already RSVP'ed to 11/19/19 Webinar
Attended 11/19/19 Webinar
Did Not Attend 11/19/19 Webinar
